Last edited by Vomuro
Saturday, April 18, 2020 | History

3 edition of Compliance found in the catalog.

Compliance

Andrew Newton

Compliance

making ethics work in financial services

by Andrew Newton

  • 200 Want to read
  • 29 Currently reading

Published by Financial Times/Pitman Publishing in London .
Written in English

    Subjects:
  • Financial institutions -- Law and legislation -- Great Britain,
  • Financial services industry -- Law and legislation -- Great Britain

  • Edition Notes

    Includes index.

    StatementAndrew Newton.
    The Physical Object
    Paginationxvii, 317 p. ;
    Number of Pages317
    ID Numbers
    Open LibraryOL15462493M
    ISBN 100273630261
    LC Control Number98053064
    OCLC/WorldCa39534458

    Apr 20,  · In my interactions with compliance officers and the E&C community over the years, there has been one constant narrative that I’ve observed. The job of an ethics and compliance professional. Governance, risk management and compliance (GRC) is the term covering an organization's approach across these three practices: Governance, risk management, and compliance. The first scholarly research on GRC was published in where GRC was formally defined as "the integrated collection of capabilities that enable an organization to reliably achieve objectives, address uncertainty and act. Risks come in an ever-changing array of shapes and sizes, so it’s critical to have a comprehensive plan to identify, prevent and mitigate the adverse influences facing your business. Capco offers a holistic suite of risk, information security and compliance solutions. The SAI Global Compliance Book Club is open to everyone. SAI Global has selected our next book for compliance managers to read: Fusion: How Integrating Brand and Culture Powers the World’s Greatest Companies, by Denise Lee Yohn. On May 13, we're hosting a free fireside chat and Q&A with the author.


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